About Tocexa
A REGULATED U.S. EQUITIES BROKERAGE FOR THE NEXT ERA OF GLOBAL TRADING
Tocexa Securities Limited is a next-generation U.S. brokerage platform dedicated to transforming how global investors access and trade U.S. equities. Headquartered in Denver, Colorado, and fully registered with the U.S. Securities and Exchange Commission (SEC) and the Financial Crimes Enforcement Network (FinCEN) as a Money Services Business (MSB), Tocexa combines advanced market infrastructure with AI-driven trading tools to deliver secure, compliant, and high-performance stock trading experiences.
With expanding coverage for international investors and institutional participants, Tocexa is building a gateway to U.S. capital markets that’s globally connected and regulation-first. From smart execution to cross-border liquidity access, we empower clients to trade with confidence, transparency, and full compliance.
Our mission is to democratize access to U.S. equities through innovation, regulation, and cutting-edge technology.
Mission & Vision
Mission
- Establish a new global benchmark for regulated and transparent U.S. equities trading.
- Empower global investors through AI-enhanced strategies and seamless access to U.S. capital markets.
- Deliver stable, secure, and efficient brokerage services under full compliance with U.S. and international standards.
Vision
Our vision is to become the world’s most trusted and regulation-first U.S. equities brokerage.
By combining strong regulatory foundations, cutting-edge AI innovation, and user-centric platform design, Tocexa aims to redefine how a compliant, secure, and future-ready equities brokerage should operate.
Milestone
Q2 2025
- Multi-language website & whitepaper release
- Beta launch of AI-driven trading and liquidity engine
- FinCEN MSB registration completed (U.S. nationwide coverage)
- IRS EIN confirmation and corporate Good Standing certificate secured
Q3 2025
- Deployment of secure custody & multi-signature wallet system
- Launch of Community Node & Liquidity Incentive Program
Q4 2025
- Launchpad feature release for early-stage digital asset projects
- Integration of fiat on/off-ramp gateways (USD, EUR, MXN, BRL)
- Strategic partnerships with U.S. and EU financial institutions
Q2 2026
- DAO governance testing with community proposal & on-chain voting
- Expansion into EU under pending Polish securities license approval
- Advanced AI modules integrated for cross-border trading strategies
Teams
Tom Butler
Chief Executive Officer (CEO)
Responsible for strategic leadership, global expansion, and overall platform growth.
Tom Butler
Chief Operating Officer (COO)
Oversees exchange operations, customer service, and international business integration.
Tom Butler
Chief Compliance Officer / MLRO
Ensures regulatory filings, AML/KYC enforcement, and compliance with FinCEN MSB requirements; leads risk monitoring and training.
Tom Butler
Chief Technology Officer (CTO)
Manages exchange architecture, custody systems, AI trading engines, and roadmap execution.
Tom Butler
Chief Information Security Officer (CISO)
Oversees SOC controls, cybersecurity strategy, incident response, and vendor risk management.
Tom Butler
Chief Financial Officer (CFO)
Handles financial reporting, audits, treasury management, and cross-border settlement structures.
Tom Butler
Head of Market Strategy
Drives global market development, oversees tokenization initiatives, and builds institutional partnerships (currently led by Luis Carvajal).
